Kevin M. Ban - Sep 20, 2022 Form 3 Insider Report for Walgreens Boots Alliance, Inc. (WBA)

Role
EVP, Chief Medical Officer
Signature
/s/ Kevin M. Ban by Cherita Thomas, Attorney-in-Fact
Stock symbol
WBA
Transactions as of
Sep 20, 2022
Transactions value $
$0
Form type
3
Date filed
9/29/2022, 05:44 PM
Next filing
Nov 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WBA Common Stock 4.96K Sep 20, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WBA Employee Stock Option (Right to Buy) Sep 20, 2022 Common Stock 15.5K $34.04 Direct F3
holding WBA Employee Stock Option (Right to Buy) Sep 20, 2022 Common Stock 15.6K $47.32 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares underlying restricted stock units ("RSUs") granted under the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "2013 Plan"), RSUs granted under the Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "2021 Plan") and shares underlying restricted stock units issued in lieu of dividends (through September 15, 2022) on the outstanding restricted stock units. (continued in footnote 2)
F2 (continued from footnote 1) RSUs were granted and vest as follows (a) 2,059 RSUs granted on November 1, 2020 that vest with respect to 1,028 units on November 1, 2022, and with respect to 1,031 units on November 1, 2023; and (b) 2,607 RSUs granted on November 1, 2021 that vest with respect to 868 units on November 1, 2022, with respect to 868 units on November 1, 2023, and with respect to 871 units on November 1, 2024.
F3 The option vests with respect to 5,151 shares on November 1, 2021, with respect to 5,152 shares on November 1, 2022, and with respect to 5,167 shares on November 1, 2023, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
F4 The option vests with respect to 5,209 shares on November 1, 2022, with respect to 5,209 shares on November 1, 2023, and with respect to 5,226 shares on November 1, 2024, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the 2021 Plan.