Richard L. Baum - Mar 4, 2022 Form 4 Insider Report for Unique Fabricating, Inc. (UFAB)

Role: Director
Signature: /s/ Richard L. Baum, Jr
Stock symbol: UFAB
Transactions as of: Mar 4, 2022
Transactions value $: $0
Form type: 4
Date filed: 3/7/2022, 03:26 PM
Previous filing: Feb 4, 2022
Next filing: May 6, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	UFAB	Common Stock, $0.001 par value						337K	Mar 4, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UFAB	Warrant to Buy Common Stock	Other	$0	+19.5K	+260.53%	$0.00	27K	Mar 4, 2022	Warrant to Buy Common Stock	19.5K	$3.12	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Mr. Baum received the warrants as part of a distribution, on March 4, 2022, by Taglich Brothers, Inc. of warrants to purchase an aggregate of 156,320 shares of common stock previously issued to it in September 2021 as placement agent for a private placement of common stock by the Company. The distribution by Taglich, for which it did not receive any payment, was to individuals associated with Taglich.

Content

Mr. Baum received the warrants as part of a distribution, on March 4, 2022, by Taglich Brothers, Inc. of warrants to purchase an aggregate of 156,320 shares of common stock previously issued to it in September 2021 as placement agent for a private placement of common stock by the Company. The distribution by Taglich, for which it did not receive any payment, was to individuals associated with Taglich.