Chris Herbold - Aug 13, 2021 Form 4 Insider Report for PLAINS ALL AMERICAN PIPELINE LP (PAA)

Role
Sr. VP and Chief Acctg Officer
Signature
/s/ Chris Herbold
Stock symbol
PAA
Transactions as of
Aug 13, 2021
Transactions value $
-$30,602
Form type
4
Date filed
8/17/2021, 05:27 PM
Previous filing
May 18, 2021
Next filing
Aug 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PAA Common Units Options Exercise $0 +11K +17.05% $0.00 75.5K Aug 13, 2021 Direct
transaction PAA Common Units Tax liability -$26.9K -2.68K -3.55% $10.05 72.8K Aug 13, 2021 Direct
transaction PAA Common Units Options Exercise $0 +1.5K +2.06% $0.00 74.3K Aug 13, 2021 Direct
transaction PAA Common Units Tax liability -$3.68K -366 -0.49% $10.05 74K Aug 13, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PAA Phantom Units Options Exercise $0 -11K -100% $0.00* 0 Aug 13, 2021 Common Units 11K Direct F1, F2, F3
transaction PAA Phantom Units Options Exercise $0 -1.5K -100% $0.00* 0 Aug 13, 2021 Common Units 1.5K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).
F2 One common unit is deliverable, upon vesting, for each Phantom Unit that vests.
F3 N/A