Chris Herbold - 13 Aug 2021 Form 4 Insider Report for PLAINS ALL AMERICAN PIPELINE LP (PAA)

Role
Sr. VP and Chief Acctg Officer
Signature
/s/ Chris Herbold
Issuer symbol
PAA
Transactions as of
13 Aug 2021
Net transactions value
-$30,602
Form type
4
Filing time
17 Aug 2021, 17:27:49 UTC
Previous filing
18 May 2021
Next filing
23 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PAA Common Units Options Exercise $0 +11,000 +17% $0.000000 75,517 13 Aug 2021 Direct
transaction PAA Common Units Tax liability $26,924 -2,679 -3.5% $10.05 72,838 13 Aug 2021 Direct
transaction PAA Common Units Options Exercise $0 +1,500 +2.1% $0.000000 74,338 13 Aug 2021 Direct
transaction PAA Common Units Tax liability $3,678 -366 -0.49% $10.05 73,972 13 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PAA Phantom Units Options Exercise $0 -11,000 -100% $0.000000* 0 13 Aug 2021 Common Units 11,000 Direct F1, F2, F3
transaction PAA Phantom Units Options Exercise $0 -1,500 -100% $0.000000* 0 13 Aug 2021 Common Units 1,500 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).
F2 One common unit is deliverable, upon vesting, for each Phantom Unit that vests.
F3 N/A