Dave Ristow - Sep 1, 2021 Form 4 Insider Report for Qumu Corp (QUMU)

Role
Chief Financial Officer
Signature
Suzette McNally, Attorney-in-Fact for Dave Ristow
Stock symbol
QUMU
Transactions as of
Sep 1, 2021
Transactions value $
-$229,455
Form type
4
Date filed
9/3/2021, 04:05 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QUMU Common Stock Sale -$132K -45.1K -100% $2.92 0 Sep 1, 2021 Direct F1
transaction QUMU Common Stock Options Exercise $57K +25K $2.28 25K Sep 1, 2021 Direct
transaction QUMU Common Stock Options Exercise $26.6K +12.5K +50% $2.13 37.5K Sep 1, 2021 Direct
transaction QUMU Common Stock Sale -$108K -37.5K -100% $2.88 0 Sep 1, 2021 Direct F2
transaction QUMU Common Stock Options Exercise $213K +100K $2.13 100K Sep 2, 2021 Direct
transaction QUMU Common Stock Sale -$286K -100K -100% $2.86 0 Sep 2, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QUMU Stock Option (Right-to-Buy) Options Exercise $0 -25K -100% $0.00* 0 Sep 1, 2021 Common Stock 25K $2.13 Direct
transaction QUMU Stock Option (Right-to-Buy) Options Exercise $0 -12.5K -100% $0.00* 0 Sep 1, 2021 Common Stock 12.5K $2.28 Direct
transaction QUMU Stock Option (Right-to-Buy) Options Exercise $0 -100K -100% $0.00* 0 Sep 2, 2021 Common Stock 100K $2.28 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.81 to $3.101, inclusive.
F2 The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.83 to $2.965, inclusive.
F3 The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.81 to $2.95, inclusive.