Michael Nevens - Sep 9, 2021 Form 4 Insider Report for NetApp, Inc. (NTAP)

Role
Director
Signature
By: Roberta S Cohen Attorney-in-Fact For: T. Michael Nevens
Stock symbol
NTAP
Transactions as of
Sep 9, 2021
Transactions value $
$0
Form type
4
Date filed
9/13/2021, 04:25 PM
Previous filing
Jul 6, 2021
Next filing
Dec 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTAP Common Stock Options Exercise $0 +7.32K +43.7% $0.00 24.1K Sep 9, 2021 by Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTAP Restricted Stock Unit Options Exercise $0 -7.32K -100% $0.00* 0 Sep 9, 2021 Common Stock 7.32K $0.00 Direct F2, F3
transaction NTAP Restricted Stock Unit Award $0 +3.52K $0.00 3.52K Sep 10, 2021 Common Stock 3.52K $0.00 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in trust by T. Michael Nevens and Yvonne Nevens, as Trustees of the Nevens Family 1997 Trust UAD 8/16/1997.
F2 Restricted stock units convert into common stock on a one-for-one basis.
F3 On September 9, 2020, the reporting person was granted 7,324 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date
F4 On September 10, 2021, the reporting person was granted 3,520 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.