Gerald Held - Sep 9, 2021 Form 4 Insider Report for NetApp, Inc. (NTAP)

Role: Director
Signature: By: Roberta S Cohen Attorney-in-Fact For: Gerald Held
Stock symbol: NTAP
Transactions as of: Sep 9, 2021
Transactions value $: $0
Form type: 4
Date filed: 9/13/2021, 04:24 PM
Next filing: Oct 26, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NTAP	Common Stock	Options Exercise	$0	+5.63K	+38.2%	$0.00	20.4K	Sep 9, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NTAP	Restricted Stock Unit	Options Exercise	$0	-5.63K	-12.86%	$0.00	38.2K	Sep 9, 2021	Common Stock	5.63K	$0.00	Direct	F1, F2
transaction	NTAP	Restricted Stock Unit	Award	$0	+2.71K	+7.09%	$0.00	40.9K	Sep 10, 2021	Common Stock	2.71K	$0.00	Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.
F3	On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.