Key facts
- This page summarizes Cesar Cernuda's Form 4 filing for NetApp, Inc. (NTAP).
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 17 Aug 2021, 16:18.
Cesar Cernuda - 15 Aug 2021 Form 4 Insider Report for NetApp, Inc. (NTAP)
- Reporting relationship
- President
- Issuer ticker
- NTAP
- Reported as of
- 15 Aug 2021
- Net transaction value
- -$1,501,939
- SEC form
- 4
- Accepted by SEC
- 17 Aug 2021, 16:18:47 UTC
- Prior SEC filing
- 06 Jul 2021
- Next SEC filing
- 17 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- By: Roberta S Cohen Attorney-in-Fact For: Cesar Cernuda
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Cesar Cernuda filed Form 4 for NetApp, Inc. (NTAP) on 17 Aug 2021.
Change
- Previous filing in this sequence was filed on 06 Jul 2021.
- Current net transaction value: -$1,501,939.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NTAP
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +34,573
- Change %
- +92%
- Price
- $0.000000
- Shares after
- 72,273
- Date
- 15 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
NTAP
transaction
Common Stock
Tax liability
- Transaction value
- $682,677
- Shares
- -8,297
- Change %
- -11%
- Price
- $82.28
- Shares after
- 63,976
- Date
- 15 Aug 2021
- Ownership
- Direct
NTAP
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +29,963
- Change %
- +47%
- Price
- $0.000000
- Shares after
- 93,939
- Date
- 15 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
NTAP
transaction
Common Stock
Tax liability
- Transaction value
- $591,675
- Shares
- -7,191
- Change %
- -7.7%
- Price
- $82.28
- Shares after
- 86,748
- Date
- 15 Aug 2021
- Ownership
- Direct
NTAP
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +11,525
- Change %
- +13%
- Price
- $0.000000
- Shares after
- 98,273
- Date
- 15 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
NTAP
transaction
Common Stock
Tax liability
- Transaction value
- $227,586
- Shares
- -2,766
- Change %
- -2.8%
- Price
- $82.28
- Shares after
- 95,507
- Date
- 15 Aug 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NTAP
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -34,573
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 106,025
- Date
- 15 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 34,573
- Exercise price
- $0.000000
- Footnotes
- F2, F3
NTAP
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -29,963
- Change %
- -28%
- Price
- $0.000000
- Shares after
- 76,062
- Date
- 15 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 29,963
- Exercise price
- $0.000000
- Footnotes
- F2, F4
NTAP
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -11,525
- Change %
- -15%
- Price
- $0.000000
- Shares after
- 64,537
- Date
- 15 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,525
- Exercise price
- $0.000000
- Footnotes
- F1, F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.
Footnote F2
Restricted stock units convert into common stock on a one-for-one basis.
Footnote F3
On August 17, 2020, the reporting person was granted 69,146 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date.
Footnote F4
On August 17, 2020, the reporting person was granted 59,927 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date.
Footnote F5
On August 17, 2020, the reporting person was granted 57,622 restricted stock units, with 80% vesting on December 31, 2020, and the remaining 20% vesting on August 15, 2021, subject to continued service on each applicable vesting date.