Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GWB | Common Stock, par value $0.01 per share | Options Exercise | $0 | +778 | +14.63% | $0.00 | 6.1K | Feb 1, 2022 | Direct | F1 |
transaction | GWB | Common Stock, par value $0.01 per share | Options Exercise | $0 | +3.09K | +50.71% | $0.00 | 9.19K | Feb 1, 2022 | Direct | F2 |
transaction | GWB | Common Stock, par value $0.01 per share | Options Exercise | $0 | +4.78K | +52.05% | $0.00 | 14K | Feb 1, 2022 | Direct | F3 |
transaction | GWB | Common Stock, par value $0.01 per share | Tax liability | $0 | -2.58K | -18.5% | $0.00 | 11.4K | Feb 1, 2022 | Direct | F4 |
transaction | GWB | Common Stock, par value $0.01 per share | Award | $0 | +2.33K | +20.45% | $0.00 | 13.7K | Feb 1, 2022 | Direct | F5 |
transaction | GWB | Common Stock, par value $0.01 per share | Award | $0 | +5.89K | +42.92% | $0.00 | 19.6K | Feb 1, 2022 | Direct | F6 |
transaction | GWB | Common Stock, par value $0.01 per share | Tax liability | $0 | -2.57K | -13.1% | $0.00 | 17K | Feb 1, 2022 | Direct | F7 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GWB | Restricted Stock Units - 2019 | Options Exercise | $0 | -778 | -100% | $0.00* | 0 | Feb 1, 2022 | Common Stock, par value $0.01 per share | 778 | Direct | F1, F8 | |
transaction | GWB | Restricted Stock Units - 2020 | Options Exercise | $0 | -3.09K | -100% | $0.00* | 0 | Feb 1, 2022 | Common Stock, par value $0.01 per share | 3.09K | Direct | F2, F8 | |
transaction | GWB | Restricted Stock Units - 2021 | Options Exercise | $0 | -4.78K | -100% | $0.00* | 0 | Feb 1, 2022 | Common Stock, par value $0.01 per share | 4.78K | Direct | F3, F8 |
Karlyn M. Knieriem is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | The restricted stock units vest in three equal installments beginning on November 29, 2020. The vesting of the restricted stock units accelerated upon change in control. |
F2 | The restricted stock units vest in three equal installments beginning on November 27, 2021. The vesting of the restricted stock units accelerated upon change in control. |
F3 | The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The vesting of the restricted stock units accelerated upon change in control. |
F4 | The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of restricted stock unit awards upon change in control. |
F5 | The accelerated vesting and issuance of performance stock units granted in November 2019 based on pre-established performance objectives which vested upon change in control at target. |
F6 | The accelerated vesting and issuance of performance stock units granted in November 2020 based on pre-established performance objectives which vested upon change in control at the higher of actual or target. |
F7 | The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of performance stock unit awards upon change in control. |
F8 | Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. |