James C. Spies - Feb 1, 2022 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role
Director
Signature
Donald J. Straka, as attorney-in-fact for James C. Spies
Stock symbol
GWB
Transactions as of
Feb 1, 2022
Transactions value $
$0
Form type
4
Date filed
2/3/2022, 04:27 PM
Previous filing
Nov 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +2.22K $0.00 2.22K Feb 1, 2022 Direct F1
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.95K +87.71% $0.00 4.17K Feb 1, 2022 Direct F2
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.52K +36.49% $0.00 5.69K Feb 1, 2022 Direct F3
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.46K +25.66% $0.00 7.15K Feb 1, 2022 Direct F4
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.61K +22.48% $0.00 8.76K Feb 1, 2022 Direct F5
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.75K +19.93% $0.00 10.5K Feb 1, 2022 Direct F6
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +3.48K +33.08% $0.00 14K Feb 1, 2022 Direct F7
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.79K +12.82% $0.00 15.8K Feb 1, 2022 Direct F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWB Restricted Stock Units - 2014 Options Exercise $0 -2.22K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 2.22K Direct F1, F9
transaction GWB Restricted Stock Units - 2015 Options Exercise $0 -1.95K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.95K Direct F2, F9
transaction GWB Restricted Stock Units - 2016 Options Exercise $0 -1.52K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.52K Direct F3, F9
transaction GWB Restricted Stock Units - 2017 Options Exercise $0 -1.46K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.46K Direct F4, F9
transaction GWB Restricted Stock Units - 2018 Options Exercise $0 -1.61K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.61K Direct F5, F9
transaction GWB Restricted Stock Units - 2019 Options Exercise $0 -1.75K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.75K Direct F6, F9
transaction GWB Restricted Stock Units - 2020 Options Exercise $0 -3.48K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 3.48K Direct F7, F9
transaction GWB Restricted Stock Units - 2021 Options Exercise $0 -1.79K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.79K Direct F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

James C. Spies is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The restricted stock units vested 100% on the grant date, October 20, 2014. The restricted stock units were delivered upon change in control.
F2 The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units were delivered upon change in control.
F3 The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.
F4 The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.
F5 The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.
F6 The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.
F7 The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.
F8 The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.
F9 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.