Thomas E. Henning - Feb 1, 2022 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role
Director
Signature
Donald J. Straka, as attorney-in-fact for Thomas Edward Henning
Stock symbol
GWB
Transactions as of
Feb 1, 2022
Transactions value $
$0
Form type
4
Date filed
2/3/2022, 04:19 PM
Previous filing
Nov 29, 2021
Next filing
Jun 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.95K $0.00 1.95K Feb 1, 2022 Direct F1
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.52K +78.09% $0.00 3.47K Feb 1, 2022 Direct F2
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.46K +42.09% $0.00 4.93K Feb 1, 2022 Direct F3
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.61K +32.6% $0.00 6.54K Feb 1, 2022 Direct F4
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.75K +26.7% $0.00 8.29K Feb 1, 2022 Direct F5
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +3.48K +41.95% $0.00 11.8K Feb 1, 2022 Direct F6
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.79K +15.24% $0.00 13.6K Feb 1, 2022 Direct F7
holding GWB Common Stock, par value $0.01 per share 8.52K Feb 1, 2022 Henning Investments LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWB Restricted Stock Units - 2015 Options Exercise $0 -1.95K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.95K Direct F1, F8
transaction GWB Restricted Stock Units - 2016 Options Exercise $0 -1.52K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.52K Direct F2, F8
transaction GWB Restricted Stock Units - 2017 Options Exercise $0 -1.46K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.46K Direct F3, F8
transaction GWB Restricted Stock Units - 2018 Options Exercise $0 -1.61K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.61K Direct F4, F8
transaction GWB Restricted Stock Units - 2019 Options Exercise $0 -1.75K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.75K Direct F5, F8
transaction GWB Restricted Stock Units - 2020 Options Exercise $0 -3.48K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 3.48K Direct F6, F8
transaction GWB Restricted Stock Units - 2021 Options Exercise $0 -1.79K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.79K Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Thomas E. Henning is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units were delivered upon change in control.
F2 The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.
F3 The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.
F4 The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.
F5 The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.
F6 The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.
F7 The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.
F8 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.