Frances Pallas Grieb - 01 Feb 2022 Form 4 Insider Report for Great Western Bancorp, Inc.

Role
Director
Signature
Donald J Straka, as attorney-in-fact for Francis Pallas Grieb
Issuer symbol
N/A
Transactions as of
01 Feb 2022
Net transactions value
$0
Form type
4
Filing time
03 Feb 2022, 16:18:06 UTC
Previous filing
29 Nov 2021
Next filing
02 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +2,806 +56% $0.000000 7,806 01 Feb 2022 Direct F2
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +3,333 +43% $0.000000 11,139 01 Feb 2022 Direct F3
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1,949 +17% $0.000000 13,088 01 Feb 2022 Direct F4
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1,522 +12% $0.000000 14,610 01 Feb 2022 Direct F5
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1,461 +10% $0.000000 16,071 01 Feb 2022 Direct F6
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1,608 +10% $0.000000 17,679 01 Feb 2022 Direct F7
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +349 +2% $0.000000 18,028 01 Feb 2022 Direct F8
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +695 +3.9% $0.000000 18,723 01 Feb 2022 Direct F9
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +359 +1.9% $0.000000 19,082 01 Feb 2022 Direct F10
holding GWB Common Stock, par value $0.01 per share 5,000 01 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWB Performance Stock Units - IPO Options Exercise $0 -2,806 -100% $0.000000* 0 01 Feb 2022 Common Stock, par value $0.01 per share 2,806 Direct F2, F11
transaction GWB Restricted Stock Units - 2014 Options Exercise $0 -3,333 -100% $0.000000* 0 01 Feb 2022 Common Stock, par value $0.01 per share 3,333 Direct F3, F11
transaction GWB Restricted Stock Units - 2015 Options Exercise $0 -1,949 -100% $0.000000* 0 01 Feb 2022 Common Stock, par value $0.01 per share 1,949 Direct F4, F11
transaction GWB Restricted Stock Units - 2016 Options Exercise $0 -1,522 -100% $0.000000* 0 01 Feb 2022 Common Stock, par value $0.01 per share 1,522 Direct F5, F11
transaction GWB Restricted Stock Units - 2017 Options Exercise $0 -1,461 -100% $0.000000* 0 01 Feb 2022 Common Stock, par value $0.01 per share 1,461 Direct F6, F11
transaction GWB Restricted Stock Units - 2018 Options Exercise $0 -1,608 -100% $0.000000* 0 01 Feb 2022 Common Stock, par value $0.01 per share 1,608 Direct F7, F11
transaction GWB Restricted Stock Units - 2019 Options Exercise $0 -349 -20% $0.000000 1,397 01 Feb 2022 Common Stock, par value $0.01 per share 349 Direct F8, F11
transaction GWB Restricted Stock Units - 2020 Options Exercise $0 -695 -20% $0.000000 2,781 01 Feb 2022 Common Stock, par value $0.01 per share 695 Direct F9, F11
transaction GWB Restricted Stock Units - 2021 Options Exercise $0 -359 -20% $0.000000 1,434 01 Feb 2022 Common Stock, par value $0.01 per share 359 Direct F10, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Frances Pallas Grieb is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Includes 5,000 shares shares directly held by Mark Grieb and Frances Grieb Living Trust.
F2 The vesting of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The performance stock units were delivered upon change in control.
F3 The restricted stock units vested 100% on the grant date, October 20, 2014. The restricted stock units were delivered upon change in control.
F4 The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units were delivered upon change in control.
F5 The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.
F6 The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.
F7 The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.
F8 The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control.
F9 The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control.
F10 The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control.
F11 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.