Frances Pallas Grieb - Feb 1, 2022 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role
Director
Signature
Donald J Straka, as attorney-in-fact for Francis Pallas Grieb
Stock symbol
GWB
Transactions as of
Feb 1, 2022
Transactions value $
$0
Form type
4
Date filed
2/3/2022, 04:18 PM
Previous filing
Nov 29, 2021
Next filing
Jun 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +2.81K +56.12% $0.00 7.81K Feb 1, 2022 Direct F2
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +3.33K +42.7% $0.00 11.1K Feb 1, 2022 Direct F3
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.95K +17.5% $0.00 13.1K Feb 1, 2022 Direct F4
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.52K +11.63% $0.00 14.6K Feb 1, 2022 Direct F5
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.46K +10% $0.00 16.1K Feb 1, 2022 Direct F6
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.61K +10.01% $0.00 17.7K Feb 1, 2022 Direct F7
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +349 +1.97% $0.00 18K Feb 1, 2022 Direct F8
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +695 +3.86% $0.00 18.7K Feb 1, 2022 Direct F9
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +359 +1.92% $0.00 19.1K Feb 1, 2022 Direct F10
holding GWB Common Stock, par value $0.01 per share 5K Feb 1, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWB Performance Stock Units - IPO Options Exercise $0 -2.81K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 2.81K Direct F2, F11
transaction GWB Restricted Stock Units - 2014 Options Exercise $0 -3.33K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 3.33K Direct F3, F11
transaction GWB Restricted Stock Units - 2015 Options Exercise $0 -1.95K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.95K Direct F4, F11
transaction GWB Restricted Stock Units - 2016 Options Exercise $0 -1.52K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.52K Direct F5, F11
transaction GWB Restricted Stock Units - 2017 Options Exercise $0 -1.46K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.46K Direct F6, F11
transaction GWB Restricted Stock Units - 2018 Options Exercise $0 -1.61K -100% $0.00* 0 Feb 1, 2022 Common Stock, par value $0.01 per share 1.61K Direct F7, F11
transaction GWB Restricted Stock Units - 2019 Options Exercise $0 -349 -19.99% $0.00 1.4K Feb 1, 2022 Common Stock, par value $0.01 per share 349 Direct F8, F11
transaction GWB Restricted Stock Units - 2020 Options Exercise $0 -695 -19.99% $0.00 2.78K Feb 1, 2022 Common Stock, par value $0.01 per share 695 Direct F9, F11
transaction GWB Restricted Stock Units - 2021 Options Exercise $0 -359 -20.02% $0.00 1.43K Feb 1, 2022 Common Stock, par value $0.01 per share 359 Direct F10, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Frances Pallas Grieb is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Includes 5,000 shares shares directly held by Mark Grieb and Frances Grieb Living Trust.
F2 The vesting of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The performance stock units were delivered upon change in control.
F3 The restricted stock units vested 100% on the grant date, October 20, 2014. The restricted stock units were delivered upon change in control.
F4 The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units were delivered upon change in control.
F5 The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.
F6 The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.
F7 The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.
F8 The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control.
F9 The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control.
F10 The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units will be delivered in five equal installments beginning on February 1, 2022 upon change in control.
F11 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.