Donald J. Straka - Nov 26, 2021 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role: General Counsel and Secretary
Signature: Donald J. Straka
Stock symbol: GWB
Transactions as of: Nov 26, 2021
Transactions value $: $0
Form type: 4
Date filed: 11/30/2021, 04:16 PM
Next filing: Dec 1, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GWB	Common Stock, par value $0.01 per share	Options Exercise	$0	+244	+4.1%	$0.00	6.19K	Nov 27, 2021	Direct
transaction	GWB	Common Stock, par value $0.01 per share	Options Exercise	$0	+482	+7.79%	$0.00	6.67K	Nov 27, 2021	Direct
transaction	GWB	Common Stock, par value $0.01 per share	Tax liability	$0	-178	-2.67%	$0.00	6.49K	Nov 27, 2021	Direct	F1
transaction	GWB	Common Stock, par value $0.01 per share	Options Exercise	$0	+242	+3.73%	$0.00	6.74K	Nov 29, 2021	Direct
transaction	GWB	Common Stock, par value $0.01 per share	Tax liability	$0	-60	-0.89%	$0.00	6.68K	Nov 29, 2021	Direct	F1
holding	GWB	Common Stock, par value $0.01 per share						1.7K	Nov 26, 2021	Spouse
holding	GWB	Common Stock, par value $0.01 per share						200	Nov 26, 2021	IRA
holding	GWB	Common Stock, par value $0.01 per share						5.95K	Nov 26, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GWB	Restricted Stock Units - 2019	Options Exercise	$0	-242	-49.9%	$0.00	243	Nov 29, 2021	Common Stock, par value $0.01 per share	242		Direct	F2, F4
transaction	GWB	Restricted Stock Units (2020 STI)	Options Exercise	$0	-244	-100%	$0.00^*	0	Nov 27, 2021	Common Stock, par value $0.01 per share	244		Direct	F2, F5
transaction	GWB	Restricted Stock Units - 2020	Options Exercise	$0	-482	-33.29%	$0.00	966	Nov 27, 2021	Common Stock, par value $0.01 per share	482		Direct	F2, F6
transaction	GWB	Restricted Stock Units - 2021	Award	$0	+1.49K		$0.00	1.49K	Nov 26, 2021	Common Stock, par value $0.01 per share	1.49K		Direct	F2, F7
holding	GWB	Restricted Stock Units - 2018						113	Nov 26, 2021	Common Stock, par value $0.01 per share	113		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
F2	Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
F3	The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
F4	The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
F5	The restricted stock units vest on November 27, 2021. The restricted stock units have no expiration date.
F6	The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date.
F7	The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The restricted stock units have no expiration date.