Karlyn M. Knieriem - Nov 26, 2021 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Signature
Donald J. Straka, as attorney-in-fact for Karlyn M Knieriem
Stock symbol
GWB
Transactions as of
Nov 26, 2021
Transactions value $
$0
Form type
4
Date filed
11/30/2021, 04:13 PM
Next filing
Dec 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +462 +18.05% $0.00 3.02K Nov 27, 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1.54K +51.09% $0.00 4.57K Nov 27, 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -590 -12.92% $0.00 3.98K Nov 27, 2021 Direct F1
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +775 +19.49% $0.00 4.75K Nov 29, 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -228 -4.8% $0.00 4.52K Nov 29, 2021 Direct F1
holding GWB Common Stock, par value $0.01 per share 2.56K Nov 26, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWB Restricted Stock Units - 2019 Options Exercise $0 -775 -49.9% $0.00 778 Nov 29, 2021 Common Stock, par value $0.01 per share 775 Direct F2, F4
transaction GWB Restricted Stock Units (2020 STI) Options Exercise $0 -462 -100% $0.00* 0 Nov 27, 2021 Common Stock, par value $0.01 per share 462 Direct F2, F5
transaction GWB Restricted Stock Units - 2020 Options Exercise $0 -1.54K -33.31% $0.00 3.09K Nov 27, 2021 Common Stock, par value $0.01 per share 1.54K Direct F2, F6
transaction GWB Restricted Stock Units - 2021 Award $0 +4.78K $0.00 4.78K Nov 26, 2021 Common Stock, par value $0.01 per share 4.78K Direct F2, F7
holding GWB Restricted Stock Units - 2018 457 Nov 26, 2021 Common Stock, par value $0.01 per share 457 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
F2 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
F3 The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
F4 The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
F5 The restricted stock units vest on November 27, 2021. The restricted stock units have no expiration date.
F6 The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date.
F7 The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The restricted stock units have no expiration date.