| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GWB | Common Stock, par value $0.01 per share | Options Exercise | $0 | +462 | +18% | $0.000000 | 3,022 | 27 Nov 2021 | Direct | |
| transaction | GWB | Common Stock, par value $0.01 per share | Options Exercise | $0 | +1,544 | +51% | $0.000000 | 4,566 | 27 Nov 2021 | Direct | |
| transaction | GWB | Common Stock, par value $0.01 per share | Tax liability | $0 | -590 | -13% | $0.000000 | 3,976 | 27 Nov 2021 | Direct | F1 |
| transaction | GWB | Common Stock, par value $0.01 per share | Options Exercise | $0 | +775 | +19% | $0.000000 | 4,751 | 29 Nov 2021 | Direct | |
| transaction | GWB | Common Stock, par value $0.01 per share | Tax liability | $0 | -228 | -4.8% | $0.000000 | 4,523 | 29 Nov 2021 | Direct | F1 |
| holding | GWB | Common Stock, par value $0.01 per share | 2,560 | 26 Nov 2021 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GWB | Restricted Stock Units - 2019 | Options Exercise | $0 | -775 | -50% | $0.000000 | 778 | 29 Nov 2021 | Common Stock, par value $0.01 per share | 775 | Direct | F2, F4 | |
| transaction | GWB | Restricted Stock Units (2020 STI) | Options Exercise | $0 | -462 | -100% | $0.000000* | 0 | 27 Nov 2021 | Common Stock, par value $0.01 per share | 462 | Direct | F2, F5 | |
| transaction | GWB | Restricted Stock Units - 2020 | Options Exercise | $0 | -1,544 | -33% | $0.000000 | 3,091 | 27 Nov 2021 | Common Stock, par value $0.01 per share | 1,544 | Direct | F2, F6 | |
| transaction | GWB | Restricted Stock Units - 2021 | Award | $0 | +4,782 | $0.000000 | 4,782 | 26 Nov 2021 | Common Stock, par value $0.01 per share | 4,782 | Direct | F2, F7 | ||
| holding | GWB | Restricted Stock Units - 2018 | 457 | 26 Nov 2021 | Common Stock, par value $0.01 per share | 457 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards. |
| F2 | Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. |
| F3 | The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date. |
| F4 | The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date. |
| F5 | The restricted stock units vest on November 27, 2021. The restricted stock units have no expiration date. |
| F6 | The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date. |
| F7 | The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The restricted stock units have no expiration date. |