Scott Edward Erkonen - Nov 26, 2021 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role
Chief Information Officer
Signature
Donald J. Straka, as attorney-in-fact for Scott Edward Erkonen
Stock symbol
GWB
Transactions as of
Nov 26, 2021
Transactions value $
$0
Form type
4
Date filed
11/30/2021, 04:12 PM
Previous filing
May 7, 2021
Next filing
Dec 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +226 +7.34% $0.00 3.31K Nov 27, 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +482 +14.58% $0.00 3.79K Nov 27, 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -174 -4.59% $0.00 3.61K Nov 27, 2021 Direct F1
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +242 +6.7% $0.00 3.86K Nov 29, 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -60 -1.56% $0.00 3.8K Nov 29, 2021 Direct F1
holding GWB Common Stock, par value $0.01 per share 3.08K Nov 26, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWB Restricted Stock Units - 2019 Options Exercise $0 -242 -49.9% $0.00 243 Nov 29, 2021 Common Stock, par value $0.01 per share 242 Direct F2, F4
transaction GWB Restricted Stock Units (2020 STI) Options Exercise $0 -226 -100% $0.00* 0 Nov 27, 2021 Common Stock, par value $0.01 per share 226 Direct F2, F5
transaction GWB Restricted Stock Units - 2020 Options Exercise $0 -482 -33.29% $0.00 966 Nov 27, 2021 Common Stock, par value $0.01 per share 482 Direct F2, F6
transaction GWB Restricted Stock Units - 2021 Award $0 +1.57K $0.00 1.57K Nov 26, 2021 Common Stock, par value $0.01 per share 1.57K Direct F2, F7
holding GWB Restricted Stock Units - 2018 224 Nov 26, 2021 Common Stock, par value $0.01 per share 224 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
F2 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
F3 The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
F4 The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
F5 The restricted stock units vest on November 27, 2021. The restricted stock units have no expiration date.
F6 The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date.
F7 The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The restricted stock units have no expiration date.