Stephen W. Yose - May 11, 2021 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role
EVP & Chief Credit Officer
Signature
Donald J. Straka, as attorney-in-fact for Stephen W. Yose
Stock symbol
GWB
Transactions as of
May 11, 2021
Transactions value $
$0
Form type
4
Date filed
5/12/2021, 05:02 PM
Next filing
Nov 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +5.6K $0.00 5.6K May 11, 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -1.71K -30.55% $0.00 3.89K May 11, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWB Restricted Stock Units Options Exercise $0 -5.6K -50% $0.00 5.6K May 11, 2021 Common Stock, par value $0.01 per share 5.6K Direct F2, F3
holding GWB Restricted Stock Units - 2020 5.43K May 11, 2021 Common Stock, par value $0.01 per share 5.43K Direct F2, F4
holding GWB Restricted Stock Units Feb 2021 4.12K May 11, 2021 Common Stock, par value $0.01 per share 4.12K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
F2 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
F3 The restricted stock units vest in two annual equal installments beginning on May 11, 2021. The restricted stock units have no expiration date.
F4 The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date.
F5 The restricted stock units vest on November 27, 2021. The restricted stock units have no expiration date.