Albert DaCosta - 27 Dec 2024 Form 4 Insider Report for Paragon 28, Inc.

Role
President & Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Robert McCormack, as Attorney-in-Fact for Albert DaCosta
Issuer symbol
N/A
Transactions as of
27 Dec 2024
Net transactions value
-$274,929
Form type
4
Filing time
31 Dec 2024, 16:05:13 UTC
Previous filing
23 Oct 2024
Next filing
04 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNA Common Stock Options Exercise $45,000 +75,000 +12% $0.6000 695,777 27 Dec 2024 Direct F1
transaction FNA Common Stock Tax liability $319,929 -30,911 -4.4% $10.35 664,866 27 Dec 2024 Direct F2, F3
holding FNA Common Stock 5,339,110 27 Dec 2024 See footnote F4
holding FNA Common Stock 5,000,000 27 Dec 2024 See footnote F5
holding FNA Common Stock 25,000 27 Dec 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -75,000 -100% $0.000000 0 27 Dec 2024 Common Stock 75,000 $0.6000 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes the exercise of options set to expire on January 1, 2025.
F2 Payment of tax liability pursuant to the exercise of stock option grant.
F3 Includes 346,826 restricted stock units.
F4 Shares are held by The DaCosta Family Trust, of which the Reporting Person is trustee.
F5 Shares are held by DaCosta Investment Company, LLC, of which the Reporting Person is a manager.
F6 The shares subject to the option are fully vested and exercisable.

Remarks:

President & Chief Executive Officer