Sean A. McCarthy - Dec 17, 2023 Form 4 Insider Report for CytomX Therapeutics, Inc. (CTMX)

Signature
/s/ Lloyd Rowland, as Attorney-in-Fact for Sean A. McCarthy
Stock symbol
CTMX
Transactions as of
Dec 17, 2023
Transactions value $
$0
Form type
4
Date filed
12/19/2023, 07:57 PM
Previous filing
Sep 22, 2023
Next filing
Dec 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTMX Common Stock Options Exercise $0 +37.5K +8.71% $0.00 468K Dec 17, 2023 Direct F1, F2
holding CTMX Common Stock 93.2K Dec 17, 2023 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTMX Performance Stock Units (PSUs) Options Exercise $0 -37.5K -50% $0.00 37.5K Dec 17, 2023 Common Stock 37.5K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.
F2 Includes 161,250 restricted stock units.
F3 Shares held by Sean A. McCarthy 2018 Trust, of which Reporting Person is trustee.
F4 Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. In connection with the vesting reported herein, 50% of the PSUs vested upon achievement of a certain performance-based milestone. The remaining 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024.