Amgen Inc - Sep 19, 2023 Form 4 Insider Report for Neumora Therapeutics, Inc. (NMRA)

Role
10%+ Owner
Signature
/s/ Peter H. Griffith, Executive Vice President and Chief Financial Officer
Stock symbol
NMRA
Transactions as of
Sep 19, 2023
Transactions value $
$29,999,985
Form type
4
Date filed
9/19/2023, 07:52 PM
Previous filing
Sep 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NMRA Common Stock Conversion of derivative security +33.6M 33.6M Sep 19, 2023 Direct F1
transaction NMRA Common Stock Purchase $30M +1.76M +5.25% $17.00* 35.4M Sep 19, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NMRA Series A-2 Preferred Stock Conversion of derivative security -32.8M -100% 0 Sep 19, 2023 Common Stock 32.8M Direct F1
transaction NMRA Series B Preferred Stock Conversion of derivative security -850K -100% 0 Sep 19, 2023 Common Stock 850K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Series A-2 Preferred Stock and Series B Preferred Stock of the Issuer automatically converted on a 1-for-1 basis into Common Stock of the Issuer immediately prior to the closing of the Issuer's initial public offering.