AMGEN INC - 19 Sep 2023 Form 4 Insider Report for Neumora Therapeutics, Inc. (NMRA)

Role
10%+ Owner
Signature
/s/ Peter H. Griffith, Executive Vice President and Chief Financial Officer
Issuer symbol
NMRA
Transactions as of
19 Sep 2023
Net transactions value
+$29,999,985
Form type
4
Filing time
19 Sep 2023, 19:52:07 UTC
Previous filing
14 Sep 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NMRA Common Stock Conversion of derivative security +33,603,948 33,603,948 19 Sep 2023 Direct F1
transaction NMRA Common Stock Purchase $29,999,985 +1,764,705 +5.3% $17.00* 35,368,653 19 Sep 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NMRA Series A-2 Preferred Stock Conversion of derivative security -32,754,291 -100% 0 19 Sep 2023 Common Stock 32,754,291 Direct F1
transaction NMRA Series B Preferred Stock Conversion of derivative security -849,657 -100% 0 19 Sep 2023 Common Stock 849,657 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Series A-2 Preferred Stock and Series B Preferred Stock of the Issuer automatically converted on a 1-for-1 basis into Common Stock of the Issuer immediately prior to the closing of the Issuer's initial public offering.