Ernie J. Garateix - Nov 20, 2025 Form 4 Insider Report for Heritage Insurance Holdings, Inc. (HRTG)

Role
Chief Executive Officer, Director
Signature
/s/ Ernie J. Garateix
Stock symbol
HRTG
Transactions as of
Nov 20, 2025
Transactions value $
-$224,496
Form type
4
Date filed
11/24/2025, 05:01 PM
Previous filing
Nov 17, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Garateix Ernie J Chief Executive Officer, Director C/O HERITAGE INSURANCE HOLDINGS, INC., 1401 N. WESTSHORE BLVD, TAMPA /s/ Ernie J. Garateix 2025-11-24 0001607776

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HRTG Common Stock Sale -$115K -4.36K -0.36% $26.27 1.2M Nov 20, 2025 Direct F1, F2
transaction HRTG Common Stock Sale -$77.2K -2.82K -0.23% $27.44 1.2M Nov 20, 2025 Direct F1, F3
transaction HRTG Common Stock Sale -$32.7K -1.16K -0.1% $28.23 1.2M Nov 20, 2025 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2 Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transaction ranges from $26.00 to $26.97 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F3 Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transaction ranges from $27.13 to $27.94 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F4 Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transaction ranges from $28.08 to $28.475 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.