Neal Fenzi - 09 May 2021 Form 4 Insider Report for Resonant Inc

Role
Chief Technology Officer
Signature
/s/Martin S. McDermut, Attorney-In-Fact
Issuer symbol
N/A
Transactions as of
09 May 2021
Net transactions value
$0
Form type
4
Filing time
11 May 2021, 19:58:25 UTC
Next filing
17 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RESN Common Stock Award $0 +6,250 +1.2% $0.000000 545,256 09 May 2021 Direct F1
transaction RESN Common Stock Award $0 +7,412 +1.4% $0.000000 552,668 09 May 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RESN Restricted Stock Units Award $0 +18,750 $0.000000 18,750 09 May 2021 Common Stock 18,750 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units, 6,250 of which will vest on May 13, 2021.
F2 Represents a grant of restricted stock units, 100% of which will vest on May 18, 2021.
F3 Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F4 The restricted stock units will vest in three installments of 6,250 shares on each of December 1, 2021, December 1, 2022 and December 1, 2023.