Thyagarajan Ramachandran - Nov 9, 2022 Form 4 Insider Report for Healthcare Triangle, Inc. (HCTI)

Role
Chief Financial Officer
Signature
/s/ Thyagarajan Ramachandran
Stock symbol
HCTI
Transactions as of
Nov 9, 2022
Transactions value $
$0
Form type
4
Date filed
11/14/2022, 03:22 PM
Previous filing
Feb 14, 2022
Next filing
Mar 21, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HCTI Incentive Stock Option (right to buy) 75K Nov 9, 2022 Common Stock 75K $0.40 Direct F1
holding HCTI Stock Option (Right To Buy) 175K Nov 9, 2022 Common Stock 175K $0.19 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Incentive stock option granted on January 1, 2021 of which 25% vested on December 31, 2021, the remaining balance of which vests monthly over 36 months.
F2 Incentive stock option granted 11/09/2022 under the Company's 2020 Plan. All options expire within a 5-year period, with 100,000 options vesting immediately and another 75,000 vesting equally over the next 12 months of issuance herein, i.e. 6,250 options, every month.