John C. Leo - 09 Nov 2022 Form 4 Insider Report for Healthcare Triangle, Inc. (HCTI)

Role
Director
Signature
/s/ John Leo
Issuer symbol
HCTI
Transactions as of
09 Nov 2022
Net transactions value
$0
Form type
4
Filing time
14 Nov 2022, 15:22:00 UTC
Previous filing
10 Jun 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HCTI Non-qualified Stock Option (right to buy) 20,000 09 Nov 2022 Common Stock 20,000 $2.25 Direct F1, F2
holding HCTI Stock Option (Right To Buy) 20,000 09 Nov 2022 Common Stock 20,000 $0.1900 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The expiration date is the earlier of August 14, 2026 or 18 months after the date the optionee is no longer a member of the Board of Directors of the Company.
F2 Non-qualified stock option granted on December 2, 2021 which will vest on December 2, 2022.
F3 Non-qualified stock option granted 11/09/2022 under the Company's 2020 Plan. The options vested immediately, and are for a 5-year period or 18 months after the date the optionee is no longer a member of the Board of Directors of the Company.