| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SOPA | COMMON STOCK | 5,280,230 | 08 Nov 2021 | See Note | F1 | |||||
| holding | SOPA | Series X Super Voting Preferred Stock | 3,300 | 08 Nov 2021 | Direct | F2 | |||||
| holding | SOPA | Series C-1 Preferred Stock | $1,142 | 08 Nov 2021 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Includes (i) 1,668,900 shares which are held in the name of Maroon Capital Limited of which Mr. Nguyen has a controlling interest; (ii) 1,643,700 shares in the name of Gopher Limited of which Mr. Nguyen has a controlling interest; (iii) 1,607,630 shares in the name of Blue Jay Capital Limited of which Mr. Nguyen has a controlling interest, (iv) 360,000 shares held by an immediate family member of Dennis Nguyen. |
| F2 | Each share of Series X Super Voting Preferred Stock provides for 10,000 votes when voting together with the Common Stock as a class. |
| F3 | The Series C-1 Preferred Stock is convertible into 342,600 shares of Common Stock. |