Paul Konikowski - 15 Mar 2022 Form 4 Insider Report for Via Renewables, Inc. (VIASP)

Role
Chief Operating Officer
Signature
/s/ Paul Konikowski, by Dominique Colvard, attorney-in-fact
Issuer symbol
VIASP
Transactions as of
15 Mar 2022
Net transactions value
+$1,850
Form type
4
Filing time
17 Mar 2022, 18:22:41 UTC
Previous filing
15 Dec 2021
Next filing
20 May 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VIA Class A Common Stock Award $1,850 +168 +1.7% $11.01 10,328 15 Mar 2022 Class A Common Stock 168 Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Via Renewables, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.
F2 These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
F3 These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant.
F4 The price is based on the closing price on Tuesday, March 1, 2022.
F5 Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.