Mike Barajas - 05 Nov 2021 Form 3/A - Amendment Insider Report for Via Renewables, Inc. (VIASP)

Role: Chief Financial Officer
Signature: /s/ Mike Barajas, By Dominique Colvard, attorney-in-fact
Issuer symbol: VIASP
Transactions as of: 05 Nov 2021
Net transactions value: $0
Form type: 3/A - Amendment
Filing time: 17 Nov 2021, 13:22:16 UTC
Date Of Original Report: 12 Nov 2021
Next filing: 15 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	VIA	Class A Common Stock						1,513	05 Nov 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	VIA	Restricted Stock Unit							05 Nov 2021	Class A Common Stock	7,486		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These RSUs vest ratably over 4 years beginning on the year following the date of grant.
F2	Each restricted stock unit ("RSU") represents the right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Via Renewables, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.