Mike Barajas - Nov 5, 2021 Form 3/A - Amendment Insider Report for Via Renewables, Inc. (VIA)

Signature
/s/ Mike Barajas, By Dominique Colvard, attorney-in-fact
Stock symbol
VIA
Transactions as of
Nov 5, 2021
Transactions value $
$0
Form type
3/A - Amendment
Date filed
11/17/2021, 01:22 PM
Date Of Original Report
Nov 12, 2021
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VIA Class A Common Stock 1.51K Nov 5, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VIA Restricted Stock Unit Nov 5, 2021 Class A Common Stock 7.49K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These RSUs vest ratably over 4 years beginning on the year following the date of grant.
F2 Each restricted stock unit ("RSU") represents the right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Via Renewables, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.