Mike Barajas - 05 Nov 2021 Form 4 Insider Report for Via Renewables, Inc. (VIASP)

Role
Chief Financial Officer
Signature
/s/ Mike Barajas, by Dominique R. Colvard, Attorney-in-fact
Issuer symbol
VIASP
Transactions as of
05 Nov 2021
Net transactions value
$0
Form type
4
Filing time
12 Nov 2021, 09:31:16 UTC
Next filing
15 Dec 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VIA Restricted Stock Unit Award $0 +10,000 $0.000000 10,000 05 Nov 2021 Class A Common Stock 10,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents the right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Via Renewables, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.
F2 These RSUs vest ratably over 4 years on May 18, 2022, May 18, 2023, May 18, 2024 and May 18, 2025.