| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | VIA | Restricted Stock Unit | Award | $1,847 | +164 | +1.3% | $11.26 | 12,470 | 15 Sep 2021 | Class A Common Stock | 164 | Direct | F1, F2, F3, F4, F5 | |
| transaction | VIA | Restricted Stock Unit | Award | $15,629 | +1,388 | +1.7% | $11.26 | 85,500 | 15 Sep 2021 | Class A Common Stock | 1,388 | Direct | F1, F2, F4, F5, F6 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Via Renewables, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit. |
| F2 | These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. |
| F3 | These Restricted Stock Units vest ratably over the next two years on May 18, 2022 and May 18, 2023. |
| F4 | The price is based on the closing price on Wednesday, September 1, 2021. |
| F5 | Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units. |
| F6 | These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant. |