Martin Lamb - Feb 7, 2023 Form 4 Insider Report for Evoqua Water Technologies Corp. (AQUA)

Role
Director
Signature
/s/ John DiMascio, Attorney-in-Fact for Martin Lamb
Stock symbol
AQUA
Transactions as of
Feb 7, 2023
Transactions value $
$0
Form type
4
Date filed
2/9/2023, 04:52 PM
Previous filing
Mar 8, 2022
Next filing
May 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQUA Common Stock Award $0 +2.47K +17.97% $0.00 16.2K Feb 7, 2023 Direct F1, F2
holding AQUA Common Stock 40K Feb 7, 2023 By FIC F3
holding AQUA Common Stock 49.7K Feb 7, 2023 By Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on February 7, 2024 and settle within 30 days thereafter.
F2 The amount of these securities includes 5,291 unvested restricted stock units in respect of the issuer's common stock.
F3 Shares held by an FIC, for which the reporting person retains investment control. The reporting person disclaims beneficial ownership with respect to these securities except to the extent of his pecuniary interest therein.
F4 Shares held by a Bare trust, for benefit of the reporting person's immediate family members and for which the reporting person retains investment control.