Ronald C. Keating - 05 Aug 2022 Form 4 Insider Report for Evoqua Water Technologies Corp. (AQUA)

Role
President and CEO, Director
Signature
/s/ John DiMascio, Attorney-in-Fact for Ronald C. Keating
Issuer symbol
AQUA
Transactions as of
05 Aug 2022
Transactions value $
-$8,301,239
Form type
4
Date filed
09 Aug 2022, 16:44
Previous filing
24 May 2022
Next filing
13 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQUA Common Stock Options Exercise $768K +165K +21.69% $4.64 928K 05 Aug 2022 Direct F1
transaction AQUA Common Stock Sale -$6.41M -165K -17.82% $38.77 763K 05 Aug 2022 Direct F1, F2
transaction AQUA Common Stock Options Exercise $363K +78.2K +10.25% $4.64 841K 08 Aug 2022 Direct F1
transaction AQUA Common Stock Sale -$3.02M -78.2K -9.29% $38.61 763K 08 Aug 2022 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQUA Stock Option (Right to Buy) Options Exercise $0 -165K -13.3% $0.00 1.08M 05 Aug 2022 Common Stock 165K $4.64 Direct F4
transaction AQUA Stock Option (Right to Buy) Options Exercise $0 -78.2K -7.25% $0.00 1M 08 Aug 2022 Common Stock 78.2K $4.64 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount of these securities includes an aggregate of 336,323 unvested restricted stock units and earned performance share units that are not yet settled, in each case, in respect of the issuer's common stock.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.6000 to $39.0350, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.3200 to $38.7750, inclusive.
F4 This option is fully vested.