Key facts
- This page summarizes Nick Bhambri's Form 4 filing for Evoqua Water Technologies Corp..
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 21 Apr 2022, 16:36.
Nick Bhambri - 19 Apr 2022 Form 4 Insider Report for Evoqua Water Technologies Corp.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 19 Apr 2022
- Net transaction value
- -$5,632,302
- SEC form
- 4
- Accepted by SEC
- 21 Apr 2022, 16:36:56 UTC
- Prior SEC filing
- 18 Feb 2022
- Next SEC filing
- 09 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ John DiMascio, Attorney-in-Fact for Nick Bhambri
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Nick Bhambri filed Form 4 for Evoqua Water Technologies Corp. on 21 Apr 2022.
Change
- Previous filing in this sequence was filed on 18 Feb 2022.
- Current net transaction value: -$5,632,302.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AQUA
transaction
Common Stock
Options Exercise
- Transaction value
- $173,346
- Shares
- +37,359
- Change %
- +157%
- Price
- $4.64*
- Shares after
- 61,124
- Date
- 19 Apr 2022
- Ownership
- Direct
- Footnotes
- F1, F2
AQUA
transaction
Common Stock
Sale
- Transaction value
- $1,681,402
- Shares
- -37,359
- Change %
- -61%
- Price
- $45.01
- Shares after
- 23,765
- Date
- 19 Apr 2022
- Ownership
- Direct
- Footnotes
- F1, F2, F3
AQUA
transaction
Common Stock
Options Exercise
- Transaction value
- $406,654
- Shares
- +87,641
- Change %
- +369%
- Price
- $4.64*
- Shares after
- 111,406
- Date
- 20 Apr 2022
- Ownership
- Direct
- Footnotes
- F1, F2
AQUA
transaction
Common Stock
Sale
- Transaction value
- $3,950,900
- Shares
- -87,641
- Change %
- -79%
- Price
- $45.08
- Shares after
- 23,765
- Date
- 20 Apr 2022
- Ownership
- Direct
- Footnotes
- F1, F2, F4
AQUA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 134,788
- Date
- 19 Apr 2022
- Ownership
- By Trust
- Footnotes
- F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AQUA
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $173,346
- Shares
- -37,359
- Change %
- -21%
- Price
- $4.64*
- Shares after
- 142,448
- Date
- 19 Apr 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 37,359
- Exercise price
- $4.64
- Footnotes
- F1, F6
AQUA
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $406,654
- Shares
- -87,641
- Change %
- -62%
- Price
- $4.64*
- Shares after
- 54,807
- Date
- 20 Apr 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 87,641
- Exercise price
- $4.64
- Footnotes
- F1, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022.
Footnote F2
The amount of these securities includes 2,817 unvested restricted stock units in respect of the issuer's common stock.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.0000 to $45.0375, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.000 to $45.5100, inclusive.
Footnote F5
Shares held by the Nick Bhambri Revocable Trust dated June 23, 2008, of which Mr. Bhambri is trustee.
Footnote F6
This option is fully vested.