Nick Bhambri - Apr 19, 2022 Form 4 Insider Report for Evoqua Water Technologies Corp. (AQUA)

Role
Director
Signature
/s/ John DiMascio, Attorney-in-Fact for Nick Bhambri
Stock symbol
AQUA
Transactions as of
Apr 19, 2022
Transactions value $
-$5,632,302
Form type
4
Date filed
4/21/2022, 04:36 PM
Previous filing
Feb 18, 2022
Next filing
Feb 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQUA Common Stock Options Exercise $173K +37.4K +157.2% $4.64* 61.1K Apr 19, 2022 Direct F1, F2
transaction AQUA Common Stock Sale -$1.68M -37.4K -61.12% $45.01 23.8K Apr 19, 2022 Direct F1, F2, F3
transaction AQUA Common Stock Options Exercise $407K +87.6K +368.78% $4.64* 111K Apr 20, 2022 Direct F1, F2
transaction AQUA Common Stock Sale -$3.95M -87.6K -78.67% $45.08 23.8K Apr 20, 2022 Direct F1, F2, F4
holding AQUA Common Stock 135K Apr 19, 2022 By Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQUA Stock Option (Right to Buy) Options Exercise -$173K -37.4K -20.78% $4.64* 142K Apr 19, 2022 Common Stock 37.4K $4.64 Direct F1, F6
transaction AQUA Stock Option (Right to Buy) Options Exercise -$407K -87.6K -61.52% $4.64* 54.8K Apr 20, 2022 Common Stock 87.6K $4.64 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022.
F2 The amount of these securities includes 2,817 unvested restricted stock units in respect of the issuer's common stock.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.0000 to $45.0375, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.000 to $45.5100, inclusive.
F5 Shares held by the Nick Bhambri Revocable Trust dated June 23, 2008, of which Mr. Bhambri is trustee.
F6 This option is fully vested.