GARY A. CAPPELINE - 16 Feb 2022 Form 4 Insider Report for Evoqua Water Technologies Corp.

Role
Director
Signature
/s/ John DiMascio, Attorney-in-Fact for Gary A. Cappeline
Issuer symbol
N/A
Transactions as of
16 Feb 2022
Net transactions value
$0
Form type
4
Filing time
18 Feb 2022, 15:21:27 UTC
Next filing
09 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQUA Common Stock Award $0 +2,817 +34% $0.000000 11,083 16 Feb 2022 Direct F1, F2
holding AQUA Common Stock 7,893 16 Feb 2022 By Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on February 16, 2023 and settle within 30 days thereafter.
F2 The amount of these securities includes 2,817 unvested restricted stock units in respect of the issuer's common stock.
F3 Shares held by the Gary Cappeline and Vicky Hu Joint Revocable Trust U/A dated 11/12/2018, of which Mr. Cappeline and Ms. Hu are the trustees and beneficiaries.