Anthony Webster - 03 Aug 2021 Form 4 Insider Report for Evoqua Water Technologies Corp.

Reporting relationship: Executive Vice President, CHRO
Issuer ticker: N/A
Reported as of: 03 Aug 2021
Net transaction value: -$1,906,602
SEC form: 4
Accepted by SEC: 05 Aug 2021, 17:01:13 UTC
Prior SEC filing: 19 May 2021
Next SEC filing: 04 Jan 2022
Source filing: View source filing
Reporting owner signature: /s/ John DiMascio, Attorney-in-Fact for Anthony Webster

Key filing fact

Anthony Webster filed Form 4 for Evoqua Water Technologies Corp. on 05 Aug 2021.

Key facts

This page summarizes Anthony Webster's Form 4 filing for Evoqua Water Technologies Corp..
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 05 Aug 2021, 17:01.

Change

Previous filing in this sequence was filed on 19 May 2021.
Current net transaction value: -$1,906,602.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AQUA transaction

Common Stock

Options Exercise

Transaction value: $433,928
Shares: +66,861
Change %: +72%
Price: $6.49^*
Shares after: 159,659
Date: 03 Aug 2021
Ownership: Direct
Footnotes: F1, F2

AQUA transaction

Common Stock

Sale

Transaction value: $2,340,529
Shares: -66,861
Change %: -42%
Price: $35.01
Shares after: 92,798
Date: 03 Aug 2021
Ownership: Direct
Footnotes: F1, F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AQUA transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -66,861
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 03 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 66,861
Exercise price: $6.49
Footnotes: F1, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2021.

Footnote F2

The amount of these securities includes 25,550 unvested restricted stock units in respect of the issuer's common stock.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.0000 to $35.0200, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F4

This option is fully vested.