Martin Lamb - Jul 6, 2021 Form 4 Insider Report for Evoqua Water Technologies Corp. (AQUA)

Role
Director
Signature
/s/ John DiMascio, Attorney-in-Fact for Martin Lamb
Stock symbol
AQUA
Transactions as of
Jul 6, 2021
Transactions value $
-$1,651,075
Form type
4
Date filed
7/8/2021, 06:46 PM
Previous filing
May 24, 2021
Next filing
Feb 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQUA Common Stock Sale -$1.65M -50K -38.46% $33.02 80K Jul 6, 2021 By FIC F1, F2, F3
holding AQUA Common Stock 10.9K Jul 6, 2021 Direct F4
holding AQUA Common Stock 110K Jul 6, 2021 By Trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on behalf of the family investment company referenced in footnote 3 on June 2, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.6600 to $33.4300, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Shares held by a family investment company, for which the reporting person retains investment control. The reporting person disclaims beneficial ownership with respect to these securities except to the extent of his pecuniary interest therein.
F4 The amount of these securities includes 4,039 unvested restricted stock units in respect of the issuer's common stock.
F5 Shares held by a Bare trust, for benefit of the reporting person's immediate family members and for which the reporting person retains investment control.