Rodney Aulick - 02 Jul 2021 Form 4 Insider Report for Evoqua Water Technologies Corp.

Role: Executive Vice President
Signature: /s/ John DiMascio, Attorney-in-Fact for Rodney Aulick
Issuer symbol: N/A
Transactions as of: 02 Jul 2021
Net transactions value: -$271,508
Form type: 4
Filing time: 07 Jul 2021, 17:11:26 UTC
Previous filing: 19 May 2021
Next filing: 05 Aug 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AQUA	Common Stock	Options Exercise	$164,545	+12,987	+11%	$12.67	126,687	02 Jul 2021	Direct	F1, F2
transaction	AQUA	Common Stock	Sale	$436,053	-12,987	-10%	$33.58	113,700	02 Jul 2021	Direct	F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AQUA	Stock Option (Right to Buy)	Options Exercise	$0	-12,987	-25%	$0.000000	38,961	02 Jul 2021	Common Stock	12,987	$12.67	Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2021.
F2	The amount of these securities includes 38,536 unvested restricted stock units in respect of the issuer's common stock.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.4150 to $33.8200, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4	This option is scheduled to vest in equal installments on each of January 1, 2020, January 1, 2021, January 2022, and January 1, 2023, subject to the reporting person's continued employment with the issuer through the applicable vesting date.