Vincent Grieco - Jun 4, 2021 Form 4 Insider Report for Evoqua Water Technologies Corp. (AQUA)

Role
EVP, GC & Secretary
Signature
/s/ John DiMascio, Attorney-in-Fact for Vincent Grieco
Stock symbol
AQUA
Transactions as of
Jun 4, 2021
Transactions value $
-$462,424
Form type
4
Date filed
6/8/2021, 04:37 PM
Previous filing
May 19, 2021
Next filing
Jul 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQUA Common Stock Options Exercise $140K +18.8K +28.77% $7.42* 84.2K Jun 4, 2021 Direct F1, F2
transaction AQUA Common Stock Sale -$602K -18.8K -22.34% $32.00 65.4K Jun 4, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQUA Stock Option (Right to Buy) Options Exercise $0 -18.8K -30% $0.00 43.9K Jun 4, 2021 Common Stock 18.8K $7.42 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.
F2 The amount of these securities includes 27,650 unvested restricted stock units in respect of the issuer's common stock.
F3 This option is fully vested.