Timothy J. Dunn - 01 Apr 2023 Form 4/A - Amendment Insider Report for AEye, Inc. (LIDR)

Role
Director
Signature
Siraj Husain, by power of attorney previously filed
Issuer symbol
LIDR
Transactions as of
01 Apr 2023
Net transactions value
$0
Form type
4/A - Amendment
Filing time
05 Jul 2023, 17:09:02 UTC
Date Of Original Report
03 Apr 2023
Previous filing
03 Jan 2023
Next filing
04 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Award $0 +68,989 +44% $0.000000 227,280 01 Apr 2023 Direct F1, F2
holding LIDR Common Stock 28,514 01 Apr 2023 Dunn Family Trust U/A/D 07/10/2001 F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sole purpose of this Form 4/A is to correct the erroneous indication that the transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
F2 As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.
F3 The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee.