Timothy J. Dunn - Aug 16, 2021 Form 4/A - Amendment Insider Report for AEye, Inc. (LIDR)

Role: Director
Signature: Timothy J. Dunn
Stock symbol: LIDR
Transactions as of: Aug 16, 2021
Transactions value $: $692,218
Form type: 4/A - Amendment
Date filed: 4/4/2022, 09:12 AM
Date Of Original Report: Aug 16, 2021
Next filing: Sep 9, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LIDR	Stock Option (Right to Buy)	Award	$692K	+18.6K		$37.21^*	18.6K	Aug 16, 2021	Common Stock	18.6K	$0.63	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sole purpose of this Form 4/A is to correct the erroneous conversion or exercise price as originally reported at $7.008.
F2	Received in exchange for stock options to acquire 5,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 10, 2021.

Content

The sole purpose of this Form 4/A is to correct the erroneous conversion or exercise price as originally reported at $7.008.

Received in exchange for stock options to acquire 5,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 10, 2021.