BRIAN D. DOUBLES - 01 Aug 2023 Form 4 Insider Report for Synchrony Financial (SYF)

Role
President and CEO, Director
Signature
/s/ Danielle Do, as attorney in fact
Issuer symbol
SYF
Transactions as of
01 Aug 2023
Net transactions value
-$403,020
Form type
4
Filing time
03 Aug 2023, 18:25:24 UTC
Previous filing
16 May 2023
Next filing
14 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SYF Common Stock Options Exercise $285,026 +11,610 +2.1% $24.55 576,850 01 Aug 2023 Direct F1
transaction SYF Common Stock Sale $400,545 -11,610 -2% $34.50 565,240 01 Aug 2023 Direct F1
transaction SYF Common Stock Options Exercise $575,000 +25,000 +4.4% $23.00 590,240 01 Aug 2023 Direct F1
transaction SYF Common Stock Sale $862,500 -25,000 -4.2% $34.50 565,240 01 Aug 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -11,610 -100% $0.000000* 0 01 Aug 2023 Common Stock 11,610 $24.55 Direct F1, F2
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -25,000 -30% $0.000000 59,696 01 Aug 2023 Common Stock 25,000 $23.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 25, 2023.
F2 The reporting person was awarded 29,024 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Remarks:

President and CEO