Margaret M. Keane - Sep 1, 2021 Form 4 Insider Report for Synchrony Financial (SYF)

Role
Executive Chair, Director
Signature
/s/ Danielle Do, as attorney-in-fact
Stock symbol
SYF
Transactions as of
Sep 1, 2021
Transactions value $
-$3,693,718
Form type
4
Date filed
9/3/2021, 04:54 PM
Previous filing
Aug 16, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SYF Common Stock Options Exercise $3.46M +118K +14.83% $29.33 914K Sep 1, 2021 Direct F1
transaction SYF Common Stock Sale -$5.8M -118K -12.92% $49.09 796K Sep 1, 2021 Direct F1, F2
transaction SYF Common Stock Sale -$1.36M -27.7K -3.47% $49.18 769K Sep 1, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SYF Common Stock Options Exercise $0 -118K -100% $0.00* 0 Sep 1, 2021 Common Stock 118K $29.33 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.
F2 This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.
F3 The reporting person was awarded 118,087 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Remarks:

Executive Chair