Jonathan S. Mothner - Sep 1, 2021 Form 4 Insider Report for Synchrony Financial (SYF)

Role
EVP, General Counsel and Corporate Secretary
Signature
/s/ Danielle Do, as attorney in fact
Stock symbol
SYF
Transactions as of
Sep 1, 2021
Transactions value $
-$1,270,005
Form type
4
Date filed
9/3/2021, 04:54 PM
Previous filing
Aug 16, 2021
Next filing
Nov 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SYF Common Stock Options Exercise $146K +5.97K +4.33% $24.55 144K Sep 1, 2021 Direct F1
transaction SYF Common Stock Sale -$293K -5.97K -4.15% $49.09 138K Sep 1, 2021 Direct F1
transaction SYF Common Stock Options Exercise $125K +5.44K +3.95% $23.00 143K Sep 1, 2021 Direct F1
transaction SYF Common Stock Sale -$267K -5.44K -3.8% $49.09 138K Sep 1, 2021 Direct F1
transaction SYF Common Stock Sale -$982K -20K -14.52% $49.09 118K Sep 1, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -5.97K -100% $0.00* 0 Sep 1, 2021 Common Stock 5.97K $24.55 Direct F1, F2
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -5.44K -100% $0.00* 0 Sep 1, 2021 Common Stock 5.44K $23.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.
F2 The reporting person was awarded 11,610 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Remarks:

EVP, General Counsel and Corporate Secretary