JONATHAN S. MOTHNER - 01 Sep 2021 Form 4 Insider Report for Synchrony Financial (SYF)

Role
EVP, General Counsel and Corporate Secretary
Signature
/s/ Danielle Do, as attorney in fact
Issuer symbol
SYF
Transactions as of
01 Sep 2021
Net transactions value
-$1,270,005
Form type
4
Filing time
03 Sep 2021, 16:54:33 UTC
Previous filing
16 Aug 2021
Next filing
16 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SYF Common Stock Options Exercise $146,465 +5,966 +4.3% $24.55 143,699 01 Sep 2021 Direct F1
transaction SYF Common Stock Sale $292,871 -5,966 -4.2% $49.09 137,733 01 Sep 2021 Direct F1
transaction SYF Common Stock Options Exercise $125,005 +5,435 +3.9% $23.00 143,168 01 Sep 2021 Direct F1
transaction SYF Common Stock Sale $266,804 -5,435 -3.8% $49.09 137,733 01 Sep 2021 Direct F1
transaction SYF Common Stock Sale $981,800 -20,000 -15% $49.09 117,733 01 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -5,966 -100% $0.000000* 0 01 Sep 2021 Common Stock 5,966 $24.55 Direct F1, F2
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -5,435 -100% $0.000000* 0 01 Sep 2021 Common Stock 5,435 $23.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.
F2 The reporting person was awarded 11,610 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Remarks:

EVP, General Counsel and Corporate Secretary