THOMAS M. QUINDLEN - 01 Sep 2021 Form 4 Insider Report for Synchrony Financial (SYF)

Role
EVP, CEO-Diversified & Value and Lifestyle
Signature
/s/ Danielle Do, as attorney in fact
Issuer symbol
SYF
Transactions as of
01 Sep 2021
Net transactions value
-$1,882,317
Form type
4
Filing time
03 Sep 2021, 16:54:04 UTC
Previous filing
16 Aug 2021
Next filing
16 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SYF Common Stock Options Exercise $313,528 +12,771 +7.9% $24.55 175,291 01 Sep 2021 Direct F1
transaction SYF Common Stock Sale $626,928 -12,771 -7.3% $49.09 162,520 01 Sep 2021 Direct F1
transaction SYF Common Stock Sale $1,568,916 -31,960 -20% $49.09 130,560 01 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -12,771 -100% $0.000000* 0 01 Sep 2021 Common Stock 12,771 $24.55 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.
F2 The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Remarks:

EVP, CEO-Diversified & Value and Lifestyle