Curtis Howse - 01 Sep 2021 Form 4 Insider Report for Synchrony Financial (SYF)

Role
EVP, CEO--Home & Auto
Signature
/s/ Danielle Do as attorney in fact
Issuer symbol
SYF
Transactions as of
01 Sep 2021
Net transactions value
-$1,170,223
Form type
4
Filing time
03 Sep 2021, 16:53:44 UTC
Previous filing
16 Aug 2021
Next filing
19 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SYF Common Stock Options Exercise $285,026 +11,610 +18% $24.55 75,807 01 Sep 2021 Direct F1
transaction SYF Common Stock Sale $569,935 -11,610 -15% $49.09 64,197 01 Sep 2021 Direct F1
transaction SYF Common Stock Options Exercise $260,827 +8,577 +13% $30.41 72,774 01 Sep 2021 Direct F1
transaction SYF Common Stock Sale $421,045 -8,577 -12% $49.09 64,197 01 Sep 2021 Direct F1
transaction SYF Common Stock Options Exercise $347,619 +11,852 +18% $29.33 76,049 01 Sep 2021 Direct F1
transaction SYF Common Stock Sale $581,815 -11,852 -16% $49.09 64,197 01 Sep 2021 Direct F1
transaction SYF Common Stock Sale $490,900 -10,000 -16% $49.09 54,197 01 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -11,610 -100% $0.000000* 0 01 Sep 2021 Common Stock 11,610 $24.55 Direct F1, F2
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -8,577 -100% $0.000000* 0 01 Sep 2021 Common Stock 8,577 $30.41 Direct F1, F3
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -11,852 -100% $0.000000* 0 01 Sep 2021 Common Stock 11,852 $29.33 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.
F2 The reporting person was awarded 11,610 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
F3 The reporting person was awarded 8,577 employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
F4 The reporting person was awarded 11,852 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Remarks:

EVP, CEO--Home & Auto