Carol Juel - 28 Jun 2021 Form 4 Insider Report for Synchrony Financial (SYF)

Role
EVP & Chief Technology & Operating Officer
Signature
/s/ Danielle Do as attorney in fact
Issuer symbol
SYF
Transactions as of
28 Jun 2021
Net transactions value
-$218,397
Form type
4
Filing time
30 Jun 2021, 16:13:47 UTC
Previous filing
24 Jun 2021
Next filing
02 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SYF Common Stock Options Exercise $213,781 +8,708 +17% $24.55 59,938 28 Jun 2021 Direct F1
transaction SYF Common Stock Sale $432,178 -8,708 -15% $49.63 51,230 28 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -8,708 -100% $0.000000* 0 28 Jun 2021 Common Stock 8,708 $24.55 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2021.
F2 The reporting person was awarded employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Remarks:

EVP & Chief Technology & Operating Officer