Victor F. Ganzi - Feb 9, 2021 Form 4/A - Amendment Insider Report for Angion Biomedica Corp. (ELTX)

Role
Director
Signature
/s/ Jennifer J. Rhodes, as attorney-in fact for Victor F. Ganzi
Stock symbol
ELTX
Transactions as of
Feb 9, 2021
Transactions value $
$2,493
Form type
4/A - Amendment
Date filed
5/27/2022, 04:19 PM
Date Of Original Report
Feb 11, 2021
Next filing
May 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ELTX Common Stock Exercise of in-the-money or at-the-money derivative security $3.95M +614K +134.86% $6.43 1.07M Feb 9, 2021 Direct
transaction ELTX Common Stock Sale -$3.95M -247K -23.06% $16.00 823K Feb 9, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ELTX Warrant to Purchase Common Stock Exercise of in-the-money or at-the-money derivative security $0 -614K -100% $0.00* 0 Feb 9, 2021 Common Stock 614K $6.43 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 9, 2021 the Reporting Person exercised a warrant to purchase an aggregate of 614,310 shares of the Issuer's common stock for $6.43 a share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 246,720 of the warrant shares to pay the exercise price and issued the remaining 367,590 shares of common stock to Reporting Person.