Soon Chai Gooi - 17 Nov 2021 Form 4 Insider Report for Keysight Technologies, Inc. (KEYS)

Role
SVP
Signature
Jeffrey K. Li, Attorney-in-fact for Soon Chai Gooi
Issuer symbol
KEYS
Transactions as of
17 Nov 2021
Net transactions value
$0
Form type
4
Filing time
19 Nov 2021, 16:59:07 UTC
Next filing
29 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEYS Common Stock Award $0 +6,428 +2.8% $0.000000 235,576 17 Nov 2021 Direct F1, F2, F3
transaction KEYS Common Stock Award $0 +32,503 +14% $0.000000 268,079 17 Nov 2021 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common stock underlying restricted stock units ("RSUs") granted on November 17, 2021 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in equal installments on each of the first four anniversaries of the grant date.
F2 Includes 228.446 shares acquired in an Employee Stock Purchase Plan under Section 423 of The Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
F3 Following a review of the reporting person's stock records, it was discovered that prior filings inadvertently understated the reporting person's aggregate common stock holdings by 172.683 shares. Column 5 now accurately reflects the number of shares of common stock held by the reporting person as of November 19, 2021.
F4 On November 17, 2021, pursuant to the Keysight Technologies, Inc. Long-Term Performance Program, 32,503 shares of common stock of Keysight Technologies, Inc. were awarded to the reporting person.