DE (EFOI)

Role: Director, 10%+ Owner
Signature: /s/ Tod A. Nestor Attorney-in-Fact
Issuer symbol: EFOI
Transactions as of: 11 Feb 2022
Net transactions value: $0
Form type: 4/A - Amendment
Filing time: 17 Feb 2022, 09:46:05 UTC
Date Of Original Report: 15 Feb 2022
Previous filing: 27 May 2021
Next filing: 23 Jun 2022
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	EFOI	Restricted Stock Units	Award	$0	+5,000		$0.000000	5,000	11 Feb 2022	Common Stock	5,000		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock
F2	The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.

Remarks:

The reporting person may be deemed to be a member of a group, which in aggregate beneficially in excess of 10% of the Issuer's common stock. This amended form is being filed solely to include the Power of Attorney executed by the reporting person, and does not change any of the information from the original filing.