Gina Huang - Feb 11, 2022 Form 4/A - Amendment Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Signature
/s/ Tod A. Nestor Attorney-in-Fact
Stock symbol
EFOI
Transactions as of
Feb 11, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
2/17/2022, 09:46 AM
Date Of Original Report
Feb 15, 2022
Previous filing
May 27, 2021
Next filing
Jun 23, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Restricted Stock Units Award $0 +5K $0.00 5K Feb 11, 2022 Common Stock 5K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock
F2 The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.

Remarks:

The reporting person may be deemed to be a member of a group, which in aggregate beneficially in excess of 10% of the Issuer's common stock. This amended form is being filed solely to include the Power of Attorney executed by the reporting person, and does not change any of the information from the original filing.