| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Greenleaf Peter | Chief Executive Officer, Director | #140, 14315-118 AVENUE, EDMONTON, ALBERTA, CANADA | /s/ Peter S. Greenleaf | 03 Mar 2026 | 0001363683 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AUPH | Common Stock | Award | $0 | +196,403 | +11% | $0.000000 | 1,941,269 | 27 Feb 2026 | Direct | F1 |
| transaction | AUPH | Common Stock | Tax liability | $1,433,647 | -100,890 | -5.2% | $14.21 | 1,840,379 | 02 Mar 2026 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AUPH | Employee Stock Option (right to buy) | Award | $0 | +328,424 | $0.000000 | 328,424 | 27 Feb 2026 | Common Stock | 328,424 | $13.97 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Each performance right represents a contingent right to receive one common share of the Issuer. The performance rights vest in four tranches upon the Issuer's common shares achieving four progressively higher target prices, with respective one year retention periods per tranche achievement. |
| F2 | Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| F3 | One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter. |