| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Miller Joseph M | Chief Financial Officer | #140, 14315 -118 AVENUE, EDMONTON, ALBERTA, CANADA | /s/ Joseph M. Miller | 05 Jan 2026 | 0001746372 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AUPH | Common Stock | Award | $0 | +49,038 | +8.5% | $0.000000 | 626,399 | 02 Jan 2026 | Direct | F1 |
| transaction | AUPH | Common Stock | Tax liability | $640,568 | -40,161 | -6.4% | $15.95 | 589,127 | 02 Jan 2026 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | Represents the number of shares earned upon certification of performance for a performance award payable solely in common shares of the Issuer that vest in two (2) equal annual installments on December 31, 2025 and December 31, 2026. |
| F2 | Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance awards. |
| F3 | Includes common shares acquired by the reporting person pursuant to the Issuer's 2021 Employee Share Purchase Plan as follows: 1,721 common shares were acquired on May 30, 2025 and 1,168 common shares were acquired on November 28, 2025. |