| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AUPH | Common Stock | Options Exercise | +17,913 | 17,913 | 08 Nov 2024 | Direct | F1 | |||
| transaction | AUPH | Common Stock | Sale | $38,416 | -4,557 | -25% | $8.43 | 13,356 | 11 Nov 2024 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AUPH | Restricted Stock Units | Options Exercise | $0 | -17,913 | -100% | $0.000000 | 0 | 08 Nov 2024 | Common Stock | 17,913 | Direct | F1, F4 |
| Id | Content |
|---|---|
| F1 | Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| F2 | Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs. |
| F3 | The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.37 to $8.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. |
| F4 | The RSUs vested one year from date of grant and have no expiration date. |