Jonathan Arnold - 23 Aug 2023 Form 4/A - Amendment Insider Report for Catalent, Inc.

Signature
/s/ Amy Fallone, attorney-in-fact
Issuer symbol
N/A
Transactions as of
23 Aug 2023
Net transactions value
$0
Form type
4/A - Amendment
Filing time
12 Dec 2023, 18:58:20 UTC
Date Of Original Report
25 Aug 2023
Previous filing
03 Aug 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTLT Common Stock Other $0 -1,590 -2.8% $0.000000 55,809 23 Aug 2023 Direct F1, F2
transaction CTLT Common Stock Other +87 +0.16% 55,896 24 Aug 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jonathan Arnold is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This amendment is being filed to reflect the reversal of the acquisition of shares received by the reporting person upon the achievement of the fiscal 2021-23 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the Issuer's long-term incentive plan, as reported in the original form 4 filed on August 25, 2023 (the "Original Form 4"). Due to the ongoing review of the Issuer's fiscal 2021-23 performance-based vesting criteria, the Compensation and Leadership Committee of the Issuer rescinded its prior approval of the vesting criteria and confirmed that the reporting person had no right to the shares previously reported on the Original Form 4.
F2 Includes restricted stock units.
F3 This amendment is also being filed to reflect the reversal of the disposition of shares sold by the reporting person through an automatic "sell to cover" transaction in order to cover tax withholding obligations in connection with the vesting of performance share units pursuant to the Issuer's long-term incentive plan, as reported on the Original Form 4.